SoCal Merrill Broker Owes Nearly $1M in Notes Dispute with UBS
February 7, 2022 Share This Six-and-a-half years after joining Merrill Lynch’s Santa Monica, California office, a 33-year industry veteran must pay nearly $1 million back to his former firm, UBS Wealth Management USA, as part of a long-running promissory-notes dispute. The broker, Michael A. Margiotta, who left UBS in June 2015, was ordered by a […]
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