July 23, 2021 Share This Marty Bicknell, chief executive and majority owner of Mariner, Marty Bicknell’s Mariner Wealth Advisors is purchasing Los Angeles-based AdvicePeriod in a deal expected to lift his registered investment advisory firm to roughly $40 billion in assets under management. The acquisition, announced on Tuesday, will also unite the heads of the […]
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July 23, 2021 Share This J.P. Morgan appears to be pushing back against a tide of departing private bankers who have left in recent months, mostly for wirehouse UBS Wealth Management USA, with some selective hires into its New York City office. The firm’s private bank since April has nabbed defectors from UBS and other […]
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July 21, 2021 Share This Massachusetts State House. Massachusetts state securities regulators charged Charles Schwab & Co. over an alleged compliance flaw that allowed a third-party investment advisor on its custodial platform to continue collecting advisory fees from customers years after his registration lapsed, according to a Wednesday announcement. The ex-advisor, James P. O’Connell of […]
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