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Ex-Wells Lawyer’s Argument Could Expand Who Must Arbitrate at Finra

A legal dispute pitting Wells Fargo Advisors against one of its former in-house lawyers has raised a question about when brokerages and their employees should be compelled to arbitrate at the Financial Industry Regulatory Authority. In September, Wells filed a pending complaint in a federal court in Ohio alleging that Steven Satter, the lawyer, who […]

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